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Angela Yvonne Denna

LPl Financial LLC

Napa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-28
  • CA RA
    APPROVED
    Since 2025-08-28

Branch Locations

513 Lincoln Avenue, Napa, CA 94558 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Napa CA 07/2015 Present
Financial Advocates Investment Management Napa CA 07/2015 Present
  • 07/2015 → Present
    Napa, CA
  • 07/2015 → Present
    Financial Advocates Investment Management
    Napa, CA
Previous Registrations
  • 2015-07-23 → 2025-10-23
    Financial Advocates Investment Management
    Napa, CA
    Olympia, WA
    Napa, CA
  • 2009-05-06 → 2015-07-23
    Waddell & Reed
    Concord, CA
    Napa, CA
Other Businesses

1. 7/23/2015: VINTAGE WEALTH ADVISORS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 6/1/2015 - 100% TIME SPENT. 2. 7/24/2015: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 10/01/2015 - 100% TIME SPENT - IAR. 3. 8/3/2015: VINTAGE WEALTH ADVISORS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - START DATE 10/2015 - TIME SPENT 100% - IAR. 4. 05/06/2019 - Five 1 Trucking - Not investment related - Home based - Family Business - start date:05/01/2019 - 60 hrs/mo - 0 hrs during trading - My husband owns his own semi-truck and is in the process of getting his DBA. I want to be listed on his DBA for the sole purpose of having access to his business bank account if needed. 5. 06/07/2022 - Angela Yvonne Denna - Investment Related - At Reported Business Location(s) - Other - Notary Public - Notary - Start Date - 08/19/2021 - 1 Hours Per Month/ 1 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-05
  • S66 Uniform Combined State Law Examination
    2009-05-05
Other Names
  • Delos
  • Reyes
  • Angela Yvonne Delos Reyes
  • Angela Denna
  • Angie Denna

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