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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
AZ RA APPROVED 2021-01-04
TX RA APPROVED_RES 2019-06-07
  • NY RA
    APPROVED
    Since 2021-06-14
  • AZ RA
    APPROVED
    Since 2021-01-04
  • TX RA
    APPROVED_RES
    Since 2019-06-07

Branch Locations

90 Park Ave 18Th Floor, New York, NY 10016 • United States

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

Scottsdale, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 03/2011 Present
Mass Mutual Life Insurance Company New York NY 01/2011 Present
Other Businesses

(1)NAME: JONATHAN PERRY / LENOX ADVISORS INC INV REL: Y ADD: 90 PARK AVENUE 18TH FLOOR NEW YORK NY 10016 NATURE: OUTSIDE INSURANCE; LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT START DATE: 01/2011 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 (2) NAME: JSP CARDS & COLLECTABLES INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: SELLING ART WORK AND COLLECTABLES POSITION: OWNER START DATE: 2000 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-04-15
  • S63 Uniform Securities Agent State Law Examination
    2008-04-15
Designations

View on SEC IAPD

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