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Peter William Sears

J.P. Morgan Securities LLC

Warwick, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-13
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2026-07-13
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

146 Us Hwy 94 S, Warwick, NY 10990 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Warwick NY 05/2007 Present
J.P. Morgan Securities Llc Warwick NY 10/2012 Present
Peter W Sears (Dba Psgdesign) Middletown NY 08/2014 11/2023
  • 05/2007 → Present
    Jpmorgan Chase Bank, N.A.
    Warwick, NY
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Warwick, NY
  • 08/2014 → 11/2023
    Peter W Sears (Dba Psgdesign)
    Middletown, NY
Previous Registrations
  • 2012-01-05 → 2012-10-01
    Chase Investment Services Corp.
    Hopewell Junction, NY
    Middletown, NY
    Warwick, NY
    Tuxedo, NY
    Greenwood Lake, NY
    Pine Bush, NY
    Scarsdale, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-03
S63 Uniform Securities Agent State Law Examination 2007-06-20
  • S66 Uniform Combined State Law Examination
    2012-01-03
  • S63 Uniform Securities Agent State Law Examination
    2007-06-20
Other Names
  • Peter W Sears

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Warwick, NY
EDWARD JONES · WARWICK, NY
LPL FINANCIAL LLC · WARWICK, NY
LPL ENTERPRISE, LLC · WARWICK, NY
PRIVATE ADVISOR GROUP, LLC · Warwick, NY
CETERA INVESTMENT ADVISERS LLC · WARWICK, NY
MAGELLAN FINANCIAL SOLUTIONS LLC · WARWICK, NY
PFS INVESTMENTS INC. · CHESTER, NY

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