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Christopher Shawn Swedberg

Pnc Wealth Management LLC

Frederick, MD

CRD 5336380

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2013-10-10
  • MD RA
    APPROVED
    Since 2013-10-10

Branch Locations

30 W. Patrick St. Suite 200, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments, Llc Pittsburgh PA 01/2016 Present
  • 01/2016 → Present
    Pnc Investments, Llc
    Pittsburgh, PA
Previous Registrations
  • 2010-01-22 → 2013-10-01
    M&T Securities, Inc.
    Baltimore, MD
    Timonium, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-21
S63 Uniform Securities Agent State Law Examination 2009-03-10
  • S65 Uniform Investment Adviser Law Examination
    2010-01-21
  • S63 Uniform Securities Agent State Law Examination
    2009-03-10

View on SEC IAPD

Nearby Firms

MONOCACY WEALTH MANAGEMENT, LLC
OSAIC WEALTH, INC.
EDWARD JONES

Nearby Investors

Timothy Lawrence Miller
Carter Shaffer
DAVID ANDREW FRANK

Nearby Offices

MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD
OSAIC WEALTH, INC. · FREDERICK, MD
EDWARD JONES · FREDERICK, MD

More in Frederick, MD

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