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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-10 |
| MN | RA | APPROVED | 2025-09-05 |
Branch Locations
5754 Blackshire Path, Inver Grove Heights, MN 55076 • United States
12924 63Rd Ave N, Maple Grove, MN 55369 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pierreponte Planner Solutions Llc | Golden Valley | MN | 10/2009 | Present |
| Avantax Investment Services, Inc. | Plymonth | MN | 02/2011 | 09/2025 |
| Avantax Advisory Services | Golden Valley | MN | 02/2011 | 09/2025 |
| Mfg Financial Advisors | St. Paul | MN | 07/2021 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Maple Grove | MN | 02/2011 | 09/2025 |
| Cetera Wealth Services, Llc | Maple Grove | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Pierreponte Planner Solutions LLC 5725 Golden Valley Rd~Golden Valley~MN~55422~Other~Owner/Sole Proprietor~10/1/2009~1hrs~1hrs~Financial Service 2) MIDWEST FINANCIAL GROUP, LLC, DBA MFG FINANCIAL ADVISORS POSITION: Secretary NATURE: Midwest Financial Group is a shared services company for financial advisors. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 07/09/2021 ADDRESS: 322 N Minnesota St. w1099, St. Paul MN 55101, United States DESCRIPTION: Deal to day to day operations. 3) RENTAL REAL ESTATE POSITION: Property Owner NATURE: Moved to new home. Renting out previous home. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 5725 Golden Valley Rd, Golden Valley MN 55422, United States DESCRIPTION: Property Owner: General Maintenance of homeownership. 4) MFG FINANCIAL ADVISORS POSITION: Secretary NATURE: MFG Financial Advisors is a shared services company for financial advisors. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 07/09/2021 ADDRESS: 322 N Minnesota St. w1099, St. Paul MN 55101, United States DESCRIPTION: Deal to day to day operations. Participate in meetings to add advisors and reach our goals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-24 |
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