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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-10
MN RA APPROVED 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-10-10
  • MN RA
    APPROVED
    Since 2025-09-05

Branch Locations

5754 Blackshire Path, Inver Grove Heights, MN 55076 • United States

12924 63Rd Ave N, Maple Grove, MN 55369 • United States

3701 Winnetka Ave. N, New Hope, MN 55427 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pierreponte Planner Solutions Llc Golden Valley MN 10/2009 Present
Avantax Investment Services, Inc. Plymonth MN 02/2011 09/2025
Avantax Advisory Services Golden Valley MN 02/2011 09/2025
Mfg Financial Advisors St. Paul MN 07/2021 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Maple Grove MN 02/2011 09/2025
Cetera Wealth Services, Llc Maple Grove MN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/2009 → Present
    Pierreponte Planner Solutions Llc
    Golden Valley, MN
  • 02/2011 → 09/2025
    Avantax Investment Services, Inc.
    Plymonth, MN
  • 02/2011 → 09/2025
    Avantax Advisory Services
    Golden Valley, MN
  • 07/2021 → Present
    Mfg Financial Advisors
    St. Paul, MN
  • 02/2011 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Maple Grove, MN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Maple Grove, MN
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-01-09 → 2025-09-05
    Avantax Advisory Services
    Golden Valley, MN
    Maple Grove, MN
    St. Paul, MN
    Plymouth, MN
    New Hope, MN
  • 2010-03-30 → 2010-12-31
    Sunset Financial Services, Inc.
    Bloomington, MN
  • 2007-07-25 → 2008-04-04
    Uvest Financial Services Group, Inc.
    Buffalo Grove, IL
    Des Plaines, IL
Other Businesses

1) Pierreponte Planner Solutions LLC 5725 Golden Valley Rd~Golden Valley~MN~55422~Other~Owner/Sole Proprietor~10/1/2009~1hrs~1hrs~Financial Service 2) MIDWEST FINANCIAL GROUP, LLC, DBA MFG FINANCIAL ADVISORS POSITION: Secretary NATURE: Midwest Financial Group is a shared services company for financial advisors. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 07/09/2021 ADDRESS: 322 N Minnesota St. w1099, St. Paul MN 55101, United States DESCRIPTION: Deal to day to day operations. 3) RENTAL REAL ESTATE POSITION: Property Owner NATURE: Moved to new home. Renting out previous home. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 5725 Golden Valley Rd, Golden Valley MN 55422, United States DESCRIPTION: Property Owner: General Maintenance of homeownership. 4) MFG FINANCIAL ADVISORS POSITION: Secretary NATURE: MFG Financial Advisors is a shared services company for financial advisors. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 07/09/2021 ADDRESS: 322 N Minnesota St. w1099, St. Paul MN 55101, United States DESCRIPTION: Deal to day to day operations. Participate in meetings to add advisors and reach our goals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-24
  • S66 Uniform Combined State Law Examination
    2007-07-24
Other Names
  • Ryan Strange

View on SEC IAPD

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