Kristopher Arthur Staples

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2020-06-15
TX	RA	APPROVED	2020-06-15

MN RA
APPROVED

Since 2020-06-15
TX RA
APPROVED

Since 2020-06-15

Branch Locations

2906 Upper 55Th St, Inver Grove Heights, MN 55076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities	San Diego	CA	07/2012	06/2020
First Allied Advisory Services, Inc.	Chesterfield	MO	07/2012	06/2020
Lpl Financial Llc	Inver Grove Heights	MN	06/2020	Present

07/2012 → 06/2020

First Allied Securities

San Diego, CA
07/2012 → 06/2020

First Allied Advisory Services, Inc.

Chesterfield, MO
06/2020 → Present

Lpl Financial Llc

Inver Grove Heights, MN

Previous Registrations

2012-07-17 → 2020-06-15

First Allied Advisory Services, Inc.

Inver Grove Heights, MN

West St. Paul, MN

Other Businesses

1) 7/2012 - Non-Variable Insurance - STAPLES FINANCIAL, INC. - Investment Related - Inver Grove Heights, MN 2) 7/2012 - DBA for LPL Business (entity for LPL business) - STAPLES FINANCIAL, INC. - Investment Related - Inver Grove Heights, MN 3) 6/2019 - Real Estate Rental - TK HOLDINGS, LLC - Investment Related - 2906 Upper 55th St Inver Grove Heights, MN 55076

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-10
S63	Uniform Securities Agent State Law Examination	2000-07-31

S66 Uniform Combined State Law Examination

2012-09-10
S63 Uniform Securities Agent State Law Examination

2000-07-31

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews