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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-06-18 |
| TX | RA | APPROVED_RES | 2020-06-15 |
Branch Locations
2906 Upper 55Th St, Inver Grove Heights, MN 55076 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securites, Inc. | San Diego | CA | 07/2012 | 06/2020 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 06/2020 |
| Lpl Financial Llc | Inver Grove Heights | MN | 06/2020 | Present |
1)01/2012 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STAPLES FINANCIAL, INC. - 100% - INVESTMENT RELATED - INVER GROVE HEIGHTS, MN 55076 2)06/2019 - REAL ESTATE RENTAL - TK HOLDINGS, LLC - 0% - INVESTMENT RELATED - 2906 UPPER 55TH STREET INVER GROVE HEIGHTS, MN 55076 3)01/2012 - NON-VARIABLE INSURANCE - STAPLES FINANCIAL, INC. - 4HRS/MO DURING TRADING - INVER GROVE HEIGHTS, MN 55076
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-10 |
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