Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-07 |
| NC | RA | APPROVED | 2008-03-31 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, YOUNGSVILLE, NC, 100% OWNERSHIP, START 6/2014, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: RENTAL. POWER OF ATTORNEY FOR MOTHER, INV RELATED, RALEIGH, NC, START: 2/12/2020, 1 HR/MONTH, 1 HR DURING TRADING.; POWER OF ATTORNEY FOR STEP-FATHER, INV RELATED, RALEIGH, NC, START: 8/16/2021, 1 HR/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR PARENTS TRUST, INV RELATED, RALEIGH, NC, START: 8/16/2021, 1 HR/MONTH, 0 HRS DURING TRADING. DKL HOLDINGS/REFUGE HOMES; NOT INV RELATED;ROLESVILLE,NC; CONSTRUCTION HOMES;25% OWNERSHIP; START DATE: 05/14/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-22 |
Reach out to this advisor