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Mark Joseph Chapman

Wells Fargo Clearing Services, LLC

Incline Village, NV

Granite Bay, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-01-16
TX RA APPROVED_RES 2022-11-29
CA RA APPROVED 2018-08-30
  • NV RA
    APPROVED
    Since 2025-01-16
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • CA RA
    APPROVED
    Since 2018-08-30

Branch Locations

925 Tahoe Blvd Ste 202, Incline Village, NV 89451 • United States

Granite Bay, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Sacramento CA 06/2009 08/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2018
Wells Fargo Clearing Services, Llc Sacramento CA 08/2018 Present
  • 06/2009 → 08/2018
    Morgan Stanley Smith Barney
    Sacramento, CA
  • 01/2015 → 08/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2018 → Present
    Wells Fargo Clearing Services, Llc
    Sacramento, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-22
  • S66 Uniform Combined State Law Examination
    2000-05-22

View on SEC IAPD

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Other Investors

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ERIC WILLIAM BICKENBACH
THERESA MARIE LARSEN
ELLIOT DEBRABANDER
JEFFREY MARK KLINGER
WILLIAM DONALD RADTKE
ERIKA ELIZABETH HERFERT

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
UBS FINANCIAL SERVICES INC. · Incline Village, NV
1CONFIRMATION · INCLINE VILLAGE, NV
INDEPENDENT ADVISOR ALLIANCE, LLC · Incline Village, NV
WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
U.S. BANCORP ADVISORS, LLC · Incline Village, NV
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · INCLINE VILLAGE, NV
MORGAN STANLEY · Incline Village, NV

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