Best Investors Account Sign in

Jeffrey Paul Caden

Wells Fargo Clearing Services, LLC

Melbourne, FL

Winter Park, FL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-28
  • FL RA
    APPROVED
    Since 2021-01-28

Branch Locations

1970 W New Haven Ave, Melbourne, FL 32904 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Orlando FL 05/2007 Present
Wells Fargo Advisors Llc Sebastian FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Sebastian FL 11/2016 Present
  • 05/2007 → Present
    Wachovia Bank, N.A.
    Orlando, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Sebastian, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sebastian, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
S63 Uniform Securities Agent State Law Examination 2007-06-21
  • S66 Uniform Combined State Law Examination
    2021-01-08
  • S63 Uniform Securities Agent State Law Examination
    2007-06-21
Other Names
  • Jeffrey Caden
  • Jeffrey P Caden

View on SEC IAPD

Other Firms

KESTRA ADVISORY SERVICES, LLC
EDWARD JONES
TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

MICHAEL DOUGLAS ALLEN
SILVIA MARCELA LINARES-WILLIAMS
John Thomas Keeney
Daniel Scott LaForest
CHARLES WINFIELD ALLEN
CINDY ELAINE FOWLER
KEITH ALAN MOORE
BRENT J RAMSEY

Other Offices

KESTRA ADVISORY SERVICES, LLC · Melbourne, FL
KESTRA ADVISORY SERVICES, LLC · MELBOURNE, FL
EDWARD JONES · Viera, FL
TRUIST ADVISORY SERVICES, INC. · MELBOURNE, FL
LPL FINANCIAL LLC · VIERA, FL
CETERA INVESTMENT ADVISERS LLC · Viera, FL
LPL FINANCIAL LLC · MELBOURNE, FL
EDWARD JONES · VIERA, FL

More in Melbourne, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor