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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2011-06-07
  • CT RA
    APPROVED
    Since 2011-06-07

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc Stamford CT 06/2011 Present
Legg Mason & Co., Llc. Stamford CT 06/2011 07/2021
Clearbridge Investments Llc New York NY 06/2011 Present
Franklin Templeton Distributors, Inc. Stamford CT 08/2020 07/2021
Franklin Templeton Financial Services Corp Stamford CT 08/2020 07/2021
Putnam Retail Management Lp Stamford CT 01/2024 07/2024
  • 06/2011 → Present
    Franklin Distributors, Llc
    Stamford, CT
  • 06/2011 → 07/2021
    Legg Mason & Co., Llc.
    Stamford, CT
  • 06/2011 → Present
    New York, NY
  • 08/2020 → 07/2021
    Franklin Templeton Distributors, Inc.
    Stamford, CT
  • 08/2020 → 07/2021
    Franklin Templeton Financial Services Corp
    Stamford, CT
  • 01/2024 → 07/2024
    Putnam Retail Management Lp
    Stamford, CT
Previous Registrations
Other Businesses

Rental Property owner; Trumansburg, NY; beg. 3/1/2020; no time devoted on a regular basis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-04
  • S66 Uniform Combined State Law Examination
    2007-10-04
Other Names
  • Heather Marie Grose
  • Heather M Lenseth
  • Heather Marie Grose

View on SEC IAPD

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