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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-13 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
300 West 6Th Street Suite 1900, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | Austin | TX | 01/2009 | 02/2018 |
| Usaa Financial Planning Services | Austin | TX | 01/2009 | 02/2018 |
| Usaa Investment Management Company | San Antonio | TX | 01/2009 | 02/2018 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 02/2018 | 06/2026 |
| Arax Advisory Partners | Austin | TX | 06/2026 | Present |
Fixed insurance since November 2018, not investment related and conducted in Legacy One offices at 300 West 6th Street, Suite 1900 Austin, TX 78701. Mr. Adams spends about 10 hours a month during trading hours as an agent selling fixed insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-10 |
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