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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-14
PA RA APPROVED 2022-09-14
  • NY RA
    APPROVED
    Since 2022-09-14
  • PA RA
    APPROVED
    Since 2022-09-14

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Wynnewood, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexandria Capital New York NY 07/2017 10/2021
Fic Capital New York NY 04/2010 07/2017
Hightower Advisors Chicago IL 10/2021 05/2022
Neuberger Berman New York NY 06/2022 Present
  • 07/2017 → 10/2021
    Alexandria Capital
    New York, NY
  • 04/2010 → 07/2017
    Fic Capital
    New York, NY
  • 10/2021 → 05/2022
    Hightower Advisors
    Chicago, IL
  • 06/2022 → Present
    Neuberger Berman
    New York, NY
Previous Registrations
  • 2021-10-29 → 2022-06-03
    Chicago, IL
    Arlington, VA
  • 2021-06-02 → 2021-12-06
    Alexandria Capital
    Arlington, VA
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-05-05
  • S63 Uniform Securities Agent State Law Examination
    2023-05-05
Designations
  • Chartered Financial Analyst
Other Names
  • Todd Christopher Tamagnini

View on SEC IAPD

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