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Zacharia Waxler

Equinum, LLC

Brooklyn, NY

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Current Employers
Equinum, Llc

3611 14Th Avenue, Suite 221, Brooklyn, NY 11218 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-04
  • NY RA
    APPROVED
    Since 2021-09-04

Branch Locations

3611 14Th Avenue, Suite 221, Brooklyn, NY 11218 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roth & Company Llp Brooklyn NY 07/2004 Present
Equinum Llc Brooklyn NY 08/2019 Present
Rvw Wealth Llc New York NY 09/2018 10/2019
  • 07/2004 → Present
    Roth & Company Llp
    Brooklyn, NY
  • 08/2019 → Present
    Brooklyn, NY
  • 09/2018 → 10/2019
    New York, NY
Previous Registrations
  • 2018-09-11 → 2019-10-03
    Brooklyn, NY
    Los Angeles, CA
Other Businesses

ZACHARIA WAXLER CPA P.C. NON INVESTMENT RELATED 2131 62ND STREET BROOKLYN, NY 11204 CERTIFIED PUBLIC ACCOUNTANCY PRESIDENT/OWNER 03/2006 40 HOURS PER MONTH N/A PROVIDE ACCOUNTING SERVICES TO BUSINESSES AND INDIVIDUALS. RVW WEALTH EXPERIENCE United Rabbis of America Non Investment Related 1428 36th Street Brooklyn NY 11218 Volunteer 01/2025 1 Hour during trading 2 Hours outside trading A Non-profit organization that focuses on assisting Rabbis and teachers with loans and education. Ahavat Yisroel Humanity Non Investment Related 5314 16th Ave Suite 244 Brooklyn NY 11204 Controller 01/2025 1 Hour during trading 1 Hour outside trading Bookkeeping This is a charity that Zachaira volunteers for and spends about 1-2 hours a month on. Zacharia Waxler serves as an officer of a charitable organization that is also an advisory client of the firm. Mr. Waxler is not compensated by the charity for this position. This outside position presents a potential conflict of interest because Mr. Waxler may have duties to the charity that could influence, or appear to influence, the charity's decision-making regarding the firm's engagement, scope of services, and/or advisory fees. To address this conflict, Mr. Waxler is recused from any discussions, recommendations, approvals, or votes regarding the charity's selection, retention, or termination of the firm, advisory fees or fee negotiations, and the approval of any advisory invoices or other payments to the firm. Any such decisions are made and documented by individuals at the charity who are not supervised persons of the firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-26
  • S65 Uniform Investment Adviser Law Examination
    2018-03-26

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