Lorenzo Smith

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith
  New York, NY
• 11/2014 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 11/2014 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 09/2020 → Present
  Charles Hayden Foundation
  New York, NY

Other Businesses

Entity Name: Charles Hayden Foundation Investment related: Y "Address: 140 Broadway New York, NY 10005 https://charleshaydenfoundation.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Employee/Contractor Start Date: 09/01/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Oversee grant recommendations by staff. Also, provide oversight of the OCIO manager who invests the Foundation's assets (~$400MM). Entity Name: Success Academy Charter Schools - NYC Investment related: Y "Address: 95 PINE STREET 6TH FLOOR NEW YORK, N Y 10005 https://www.successacademies.org/ " Nature of the other business: Charter School Position/Title/Relationship: Board Member Start Date: 07/01/2015 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 1 Briefly describe your duties: Vice Chairman of the Board and member of the Finance Committee. Responsible for board related activities including: overseeing budget and performance of 47 schools.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-05
• S63 Uniform Securities Agent State Law Examination
  2014-12-30

Other Names

• Lorenzo R Smith
• Lorenzo R Smith