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Mark Kenneth Baccaglini

Thrivent Investment Management Inc.

Whippany, NJ

CRD 5330866

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-23
NJ RA APPROVED 2007-06-26
  • TX RA
    APPROVED_RES
    Since 2026-06-23
  • NJ RA
    APPROVED
    Since 2007-06-26

Branch Locations

110 S Jefferson Rd, Whippany, NJ 07981 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Whippany NJ 04/2007 Present
Thrivent Financial For Lutherans Appleton WI 05/2007 Present
Other Businesses

MORRISTOWN AREA LITTLE LEAGUE POSITION: Vice President NATURE: Provide and organize baseball and softball programs for local youth INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2022 ADDRESS: PO Box 1571, Morristown NJ 07960, United States DESCRIPTION: Support the President in overall league coordination and management. Organize player and coach registration and team formation. Hep with coach and player evaluation and development. Coordinate schedule and field use across the different levels and fields in the town. Complete volunteer background checks. Schedule and organize opening day festivities and team photos. Assist with fundraising and team sponsorship.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-05
  • S66 Uniform Combined State Law Examination
    2007-05-05

View on SEC IAPD

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