Robert S. Shapiro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Lpl Financial
  Whippany, NJ

Previous Registrations

• 2006-09-21 → 2010-12-31
  Ic Advisory Services, Inc.
  Florham Park, NJ
  Bedminster, NJ

Other Businesses

1. 01/03/2011 - DBA ONLY, DIVERSIFIED FINANCIAL CONSULTANTS LLC.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-20
• S63 Uniform Securities Agent State Law Examination
  1986-09-12

Other Names

• Robert S. Shapiro
• Robert Scott Shapiro