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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-05-03 |
Branch Locations
110 S Jefferson Rd Ste 301, Whippany, NJ 07981 • United States
Teaneck, NJ • United States
305 Madison Ave, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Whippany | NJ | 05/2010 | Present |
1. 2/18/2015 - DIVERSIFIED FINANCIAL CONSULTANTS LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 05/20/10. 2. 12/19/2023 - Alpha FINANCIAL Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/06/2023 - 100 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-04-20 |
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