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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-08-19
  • WI RA
    APPROVED
    Since 2014-08-19

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Darlington, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 08/2014 Present
Thrivent Financial For Lutherans Appleton WI 08/2014 Present
Previous Registrations
  • 2012-08-07 → 2014-08-13
    Bmo Harris Financial Advisors, Inc.
    Green Bay, WI
    Green Bay, WI
    Green Bay, WI
  • 2010-09-20 → 2012-08-16
    Green Bay, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-17
  • S66 Uniform Combined State Law Examination
    2010-09-17
Designations
Other Names
  • Laura J Siegel
  • Laura Jean Siegel

View on SEC IAPD

Other Firms

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