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Ryan Masayuki Uwono

Valic Financial Advisors, Inc.

Honolulu, HI

CRD 5330294

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-06-21
  • HI RA
    APPROVED
    Since 2024-06-21

Branch Locations

Two Waterfront Plaza 500 Ala Moana Blvd, Suite 300, Honolulu, HI 96813 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Honolulu HI 08/2014 10/2016
Ameriprise Financial Services, Inc. Honolulu HI 10/2016 06/2024
Valic Financial Advisors Houston TX 06/2024 Present
Agia Houston TX 06/2024 Present
  • 08/2014 → 10/2016
    Td Ameritrade
    Honolulu, HI
  • 10/2016 → 06/2024
    Ameriprise Financial Services, Inc.
    Honolulu, HI
  • 06/2024 → Present
    Valic Financial Advisors
    Houston, TX
  • 06/2024 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2016-10-14 → 2024-01-30
    Honolulu, HI
  • 2014-08-13 → 2016-10-10
    Td Ameritrade, Inc.
    Honolulu, HI
  • 2014-08-13 → 2016-10-10
    Td Ameritrade Investment Management, Llc
    Honolulu, HI
  • 2012-01-17 → 2014-08-06
    Bancwest Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
  • 2008-01-28 → 2012-01-25
    Honolulu, HI
    Honolulu, HI
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/17/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-26
  • S66 Uniform Combined State Law Examination
    2008-01-26
Other Names
  • Ryan Masayuki Uwono
  • Ryan Uwono

View on SEC IAPD

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