Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-31
CA RA APPROVED 2011-04-20
  • TX RA
    APPROVED_RES
    Since 2011-05-31
  • CA RA
    APPROVED
    Since 2011-04-20

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

17180 Bernardo Center Drive Suite 100, San Diego, CA 92128 • United States

Solana Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Diego CA 04/2011 Present
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS: Masterbuilt / INVESTMENT RELATED?: No/ ADDRESS: 3801 Voorde Dr, South Bend, IN / NATURE OF THE BUSINESS: Manufacturing / POSITION: NA / DUTIES: NA/ START DATE: 8.15.2022 / HOURS DEVOTED TO BUSINESS: Employee making a short-term loan to the entity, 6-12 months in duration, $200k max loan.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-19
  • S66 Uniform Combined State Law Examination
    2007-06-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor