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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-06-25 |
Branch Locations
3600 Minnesota Dr Suite 600, Edina, MN 55435 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homesmart | Scottsdale | AZ | 12/2015 | 12/2023 |
| Bradley Baune | Mendota Heights | MN | 01/2017 | 03/2017 |
| Northwestern Mutual Investment Services Llc | Mendota Hts | MN | 03/2017 | 09/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2017 | 09/2023 |
| Fps Financial, Inc. | New Brighton | MN | 01/2024 | 04/2024 |
| Craig Volk | Edina | MN | 06/2024 | 02/2025 |
| Commonwealth | New Brighton | MN | 01/2024 | 04/2024 |
| Unemployed | Saint Paul | MN | 04/2024 | 06/2024 |
| Unemployed | Saint Paul | MN | 09/2023 | 01/2024 |
| Unemployed | Tempe | AZ | 07/2016 | 01/2017 |
| Bradley Baune | Mendota Heights | MN | 03/2017 | 08/2023 |
| Craig Volk | Edina | MN | 03/2025 | Present |
| Northwestern Mutual Investment Services Llc | Edina | MN | 03/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-16 |
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