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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-08-11 |
| GA | RA | APPROVED | 2021-06-25 |
| TN | RA | APPROVED | 2016-06-27 |
Branch Locations
2486 Roswell Road Ne, Marietta, GA 30062 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St.CLoud | MN | 02/2014 | Present |
| Regions Bank | Ocoee | FL | 01/2014 | Present |
| Cetera Investment Advisers Llc | Ocoee | FL | 02/2014 | Present |
1.)CHAIRMAN/VOLUNTEER FOR ROTARY YOUTH EXCHANGE FLORIDA. OVERSEA ROTARY DISTRICTS IN FLORIDA TO ENSURE STUDENTS HAVE SUCCESSFUL EXCHANGE YEARS. PAPERWORK, ORGANIZING AND LEADING ORIENTATIONS 4X/YEAR. DEVELOPING AND FOSTERING PARTNERSHIPS ABROAD. DATABASE MANAGEMENT. VOLUNTEER, NO COMPENSATION, 5 HOURS PER WEEK. 2. CHURCH COUNCIL MEMBER -ST. JOHNS LUTHERAN CHURCH-PROVIDING LEADERSHIP AND GUIDANCE <1HR W
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-03 |
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