Robert Alvin Harty

Current Employers

Employment History

• 05/2012 → Present
  Hilltop Securities Inc.
  Plano, TX

Previous Registrations

• 2009-06-26 → 2012-05-22
  Morgan Keegan & Company, Llc
  Dallas, TX
• 2008-02-19 → 2009-07-21
  Ubs Financial Services Inc.
  Ft. Worth, TX

Other Businesses

1] TPC Craig Ranch - It is a business held by a private equity firm - Member of the Board of Advisers - Start 3.12.20 - 1 hr per mo. at lunch - 8000 Collin Mckinney Pkwy Mckinney TX 75070-7678 - No conflicts of interest 2] TPC Craig Ranch Host Committee - Not investment related - McKinney TX - Committee created to assist with the hosting of the Byron Nelson golf tournament - I will serve as a committee member - Starting June 4, 2020 - This activity will require less than 5 hrs/mo during non-business hours and less than 5 hrs/mo during business hours - I will provide recommendations to the committee regarding activities related to the tournament and function as a point of contact for sponsors and potential sponsors. 3] Ferndale Fishing Club; non-investment related; Leesburg, TX; Fishing Club; Board Member; Started 02/2024; 2 hrs/mo; zero during business hours; I implement and create the long-term strategic plan for the club and act as a liaison between the membership and the club. 4] RCTJH85 LLC LLC; Non-investment related, 913 Pampa Drive, Allen Texas 75013, Family Owned, Manager, 12/20/2024, 1 hr/mo non-business, 1 hr/yr trading hrs, LLC established to purchase property in for family use and liability protection.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-22

Other Names

• Rob A. Harty
• Robert A. Harty
• Robert Harty
• Robert A Harty