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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-28
TX RA APPROVED 2025-02-28
  • IL RA
    APPROVED
    Since 2025-02-28
  • TX RA
    APPROVED
    Since 2025-02-28

Branch Locations

119 W 1St St, Dixon, IL 61021-3056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edwardjones St Louis MO 11/2008 02/2025
Ameriprise Financial Services, Llc Dixon IL 02/2025 Present
Previous Registrations
  • 2009-02-17 → 2025-03-03
    Dixon, IL
    St Louis, MO
    Dixon, IL
  • 2007-05-11 → 2007-07-27
    Country Trust Bank
    Sterling, IL
Other Businesses

Real Estate Ownership; Lot/Land; 5412 S. Lowell Park Rd, , Dixon, IL, 61021; Not Investment-Related; 11/15/2025. Independent Insurance Brokering; MassMutual; 07/29/2025; Fixed Annuity. Business Ownership; Thormia, LLC; Owner; Real Estate; 4 Augusta Drive, , Galena, IL, 61021; Not Investment-Related; 04/20/2021; 0 hours per month; 0 during trading hours / Lokito, LLC; Owner; Real Estate; 119 W. 1st Street, , Dixon, IL, 61021; Not Investment-Related; 03/24/2025; 1 to 9 hours per month; 0 during trading hours / Rock River Wealth Management LLC; Owner; Manage Ameriprise Business; 119 W. 1st Street, , Dixon, IL, 61021; Not Investment-Related; 03/10/2025; 60 hours per month; 60 during trading hours / H&W Very Rare, LLC; Co-owner; Real Estate; 5412 S. Lowell Park Rd, , Dixon, IL, 61021; Not Investment-Related; 11/15/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Briar Knoll Board; Secretary; 1520 Briar Knoll Road, , Amboy, IL, 61310; Investment-Related; 11/09/2025; 1 to 9 hours per month; 0 during trading hours / Lee County Industrial Development; Board Member; 102 S. Hennepin Ave, , Dixon, IL, 61021; Not Investment-Related; 02/28/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Rock River Wealth Management, LLC; Owner; Manage advisory business; 119 W. 1st Street, , Dixon, IL, 61021; Not Investment-Related; 03/11/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-10
S63 Uniform Securities Agent State Law Examination 2007-04-30
  • S65 Uniform Investment Adviser Law Examination
    2007-05-10
  • S63 Uniform Securities Agent State Law Examination
    2007-04-30
Designations
Other Names
  • Chad M Weigle
  • Chad Weigle

View on SEC IAPD

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