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1450 Busch Parkway Suite 100, Buffalo Grove, IL 60089 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-08 |
| IL | RA | APPROVED | 2026-06-29 |
Branch Locations
1450 Busch Parkway Suite 100, Buffalo Grove, IL 60089 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Prospect Heights | IL | 11/2015 | 04/2019 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 04/2019 | 06/2026 |
| Heritage Legacy Wealth Llc | Buffalo Grove | IL | 06/2026 | Present |
David Do has a financial affiliated business as an independent insurance agent. He will offer Clients services from this activity. As an insurance agent, he may receive separate yet typical compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-21 |
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