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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-25 |
| TX | RA | APPROVED_RES | 2011-07-18 |
| NC | RA | APPROVED | 2002-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Greenville | NC | 02/2000 | Present |
| Bank Of America,N.A. | Cary | NC | 06/2011 | Present |
I*34111 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: APEX EXPRESS, LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: APEX, NORTH CAROLINA 27502 POSITION, TITLE, ASSOCIATION: LIMITED PARTNER START DATE OF RELATIONSHIP: 6/1/2008 NUMBER OF HOURS DEVOTED: 10 HOURS QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: VOLUNTEER COACH AND TEACH KIDS SOFTBALL FUNDAMENTALS AND ALSO VOLUNTEER IN HOSTING LEARNING CLINICS AT NO COST FOR YOUTH ATHLETES. THE LLC BASICALLY FORMED SO I COULD OBTAIN A SIGNED WAIVER OF LIABILITY FROM YOUTH PARTICIPANTS I*: 66244 For profit or not for profit: For-Profit Organization Name of outside business organization: Apex Express LLC Investment related: No Address of business: Apex, North Carolina 27502 Position, title, association: Limited Partner Start date of relationship: 8/24/2013 Number of hours devoted: 8 hours Monthly Number of hours devoted during trading hours: 0 Duties: this activity was previously approved back in 2010 for volunteer coaching/support of fastpitch softball and youth activities. This request is to just update and amend now that I am placing this activity inside a LLC where only my wife and I are owner I*: 2976288 Entity Type: For Profit Name of OBA: R. & M. B. Aberdeen, NC Rental Property Address: Aberdeen, NC 28315 Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/08/2025 Number of Hours: 12 hrs annually Number of Hours during trading: 0 Duties: We own and maintain this home in Aberdeen, NC 100% and we will be renting with a rental agreement to my daughter and her husband
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-12 |
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