Best Investors Account Sign in
Inactive

Leigh Thomas Moglia

Beacon Pointe Advisors, LLC

New York, NY

Newport Beach, CA

Claim This Profile
Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-28
  • NY RA
    APPROVED
    Since 2023-04-28

Branch Locations

Rockefeller Center One Rockefeller Plaza, Suite 1030, New York, NY 10020 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lebenthal Wealth Advisors, Llc New York NY 05/2014 10/2016
Purshe Kaplan Sterling Investments, Inc. Albany NY 08/2016 12/2017
Yorkbridge Wealth Partners, Llc New York NY 06/2016 04/2023
Beacon Pointe Advisors, Llc New York NY 04/2023 Present
  • 05/2014 → 10/2016
    Lebenthal Wealth Advisors, Llc
    New York, NY
  • 08/2016 → 12/2017
    Purshe Kaplan Sterling Investments, Inc.
    Albany, NY
  • 06/2016 → 04/2023
    Yorkbridge Wealth Partners, Llc
    New York, NY
  • 04/2023 → Present
    Beacon Pointe Advisors, Llc
    New York, NY
Previous Registrations
  • 2017-01-17 → 2023-04-24
    Yorkbridge Wealth Partners, Llc
    New York, NY
  • 2014-05-12 → 2016-10-06
    Lebenthal Wealth Advisors, Llc
    New York, NY
  • 2014-04-01 → 2014-06-26
    Lebenthal Asset Management, Llc
    New York, NY
  • 2011-03-11 → 2014-04-07
    Morgan Stanley
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-07
S63 Uniform Securities Agent State Law Examination 2008-01-29
  • S66 Uniform Combined State Law Examination
    2012-04-07
  • S63 Uniform Securities Agent State Law Examination
    2008-01-29
Designations
Other Names
  • Leigh T Moglia

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor