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Sakae Wada

Wada Capital Management, LLC

El Cerrito, CA

CRD 5326008

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Employer firm

Wada Capital Management, LLC CRD 143634

$44.7M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Wada Capital Management, Llc

11100 San Pablo Avenue Suite 203, El Cerrito, CA 94530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-07-05
  • CA RA
    APPROVED
    Since 2007-07-05

Branch Locations

11100 San Pablo Avenue Suite 203, El Cerrito, CA 94530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wada Capital Management, Llc El Cerrito CA 11/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-29
  • S65 Uniform Investment Adviser Law Examination
    2007-06-29

View on SEC IAPD

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