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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-23
TX RA APPROVED 2015-01-09
  • NY RA
    APPROVED
    Since 2021-04-23
  • TX RA
    APPROVED
    Since 2015-01-09

Branch Locations

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snowden Lane Partners New York NY 10/2014 Present
  • 10/2014 → Present
    Snowden Lane Partners
    New York, NY
Previous Registrations
Other Businesses

1)SNOWDEN CAPITAL ADVISORS LLC;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR,NEW YORK,NY 10022;INVESTMENT ADVISOR;MANAGING DIRECTOR;10/20/2014;128 HRS/MONTH;112 HRS DURING TRADING;MANAGING DIRECTOR 2)SNOWDEN ACCOUNT SERVICES, INC;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR,NEW YORK,NY 10022;BROKER DEALER;MANAGING DIRECTOR;10/20/2014;32 HRS/MONTH;28 HRS DURING TRADING;MANAGING DIRECTOR;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-27
  • S66 Uniform Combined State Law Examination
    2007-07-27
Other Names
  • Phillip Pedrena

View on SEC IAPD

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