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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Providence | RI | 04/2007 | 05/2024 |
| Morgan Stanley Smith Barney | Providence | RI | 06/2009 | 05/2024 |
| Commonwealth Financial Network | Waltham | MA | 05/2024 | Present |
| Gather Wealth Management | Providence | RI | 05/2024 | Present |
Owner, Gather, LLC; farming and art education; Located at 521 Atwells Ave, Providence, RI 02909; as of 2013; 1% of time spent during business hours; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-14 |
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