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Sarah Lynne Freeman

Morgan Stanley

Peoria, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
IL RA APPROVED 2018-01-29
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • IL RA
    APPROVED
    Since 2018-01-29

Branch Locations

211 Fulton Street Suite 500A, Peoria, IL 61602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Peoria IL 06/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-26
S63 Uniform Securities Agent State Law Examination 2008-02-21
  • S66 Uniform Combined State Law Examination
    2018-01-26
  • S63 Uniform Securities Agent State Law Examination
    2008-02-21
Other Names
  • Sarah Lynne Fuller
  • Sarah Lynne Evans

View on SEC IAPD

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