Nathan Andrew Lovik

Employer firm

Strategic Asset Management LLC. CRD 306384

$218M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Strategic Asset Management Llc.

2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2023-07-11
MN	RA	APPROVED	2023-07-11

IA RA
APPROVED

Since 2023-07-11
MN RA
APPROVED

Since 2023-07-11

Branch Locations

2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rda Financial Network, Inc.	Coralville	IA	03/2013	10/2017
United Planners Financial Services	Scottsdale	AZ	08/2016	10/2017
Nathan Lovik	Coralville	IA	08/2007	Present
Rda Financial Network	Roch	MN	04/2017	10/2017
Peak Brokerage Services, Llc	Palm Beach Gardens	FL	10/2017	03/2018
Star Capital Inc.	Bloomington	MN	10/2017	03/2023
Peak Brokerage Services, Llc	Palm Beach Gardens	FL	03/2018	08/2019
Strategic Tax And Retirement	Rochester	MN	10/2017	03/2023
Strategic Asset Management Llc.	Rochester	MN	11/2019	03/2023
First Citizens Bank	Mason City	IA	04/2023	07/2023
Strategic Asset Management	Rochester	MN	07/2023	Present

03/2013 → 10/2017

Rda Financial Network, Inc.

Coralville, IA
08/2016 → 10/2017

United Planners Financial Services

Scottsdale, AZ
08/2007 → Present

Nathan Lovik

Coralville, IA
04/2017 → 10/2017

Rda Financial Network

Roch, MN
10/2017 → 03/2018

Peak Brokerage Services, Llc

Palm Beach Gardens, FL
10/2017 → 03/2023

Star Capital Inc.

Bloomington, MN
03/2018 → 08/2019

Peak Brokerage Services, Llc

Palm Beach Gardens, FL
10/2017 → 03/2023

Strategic Tax And Retirement

Rochester, MN
11/2019 → 03/2023

Strategic Asset Management Llc.

Rochester, MN
04/2023 → 07/2023

First Citizens Bank

Mason City, IA
07/2023 → Present

Strategic Asset Management

Rochester, MN

Previous Registrations

2017-11-17 → 2023-03-29

Star Capital Inc.

Rochester, MN

Edina, MN
2020-02-05 → 2023-02-15

Strategic Asset Management Llc.

Rochester, MN
2013-03-05 → 2017-10-03

Rda Financial Network

Coralville, IA

Other Businesses

1) Insurance Agent; Insurance Sales; Start Date: 10.2.16; Approximate Hours Spent On Activity: 2; Approximate Hours Spent On Activity During Trading Hours: 2 2) Planning With Purpose For Real - DBA used as Financial Planning Approximate Hours Spent On Activity: 40; Approximate Hours Spent On Activity During Trading Hours: 40 3) Simon Says Shoes - Non-Profit C-Founder - org raises funds to purchase shoes for area students in need. Approximate Hours Spent On Activity: 2; Approximate Hours Spent On Activity During Trading Hours: 0 4) Exercisabilities Non profit committee member Approximate Hours Spent On Activity: 2; Approximate Hours Spent On Activity During Trading Hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-09
S63	Uniform Securities Agent State Law Examination	2007-05-02

S66 Uniform Combined State Law Examination

2012-11-09
S63 Uniform Securities Agent State Law Examination

2007-05-02

Designations

Certified Financial Planner

Other Names

Nate Lovik

View on SEC IAPD