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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-08 |
Branch Locations
5177 Richmond Avenue, Houston, TX 77056 • United States
2430 Highway 6, Sugar Land, TX 77478 • United States
8027 W Grand Pkwy S, Richmond, TX 77407 • United States
8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Houston | TX | 06/2008 | 03/2019 |
| Raymond James & Associates, Inc | Houston | TX | 03/2019 | 03/2022 |
| Raymond James & Assoc | Houston | TX | 03/2019 | 03/2022 |
| R. W. Baird & Co. Inc. | Houston | TX | 06/2008 | 03/2019 |
| J.P. Morgan Securities Llc | Sugar Land | TX | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Sugar Land | TX | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-27 |
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