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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2016-02-10
NJ RA APPROVED 2013-05-15
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2016-02-10
  • NJ RA
    APPROVED
    Since 2013-05-15

Branch Locations

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 09/2011 Present
J.P. Morgan Securities Llc New York NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-30
S63 Uniform Securities Agent State Law Examination 2012-04-07
  • S66 Uniform Combined State Law Examination
    2013-04-30
  • S63 Uniform Securities Agent State Law Examination
    2012-04-07

View on SEC IAPD

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