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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-16 |
| TX | RA | APPROVED | 2025-10-16 |
Branch Locations
200 1St Avenue Nw Suite 201, Hickory, NC 28601 • United States
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hickory | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hickory | NC | 11/2016 | 09/2018 |
| Stifel Nicolaus & Co Inc | Hickory | NC | 09/2018 | 10/2025 |
| Benjamin F. Edwards & Company | Hickory | NC | 10/2025 | Present |
1. Town of Maiden; not investment-related; Maiden, NC 28650; Council Member; Councilman/Mayor Pro-Tempore; Start date: 12/05/2023; 4 hrs/week; 0 hours during trading hours; making policy and voting on town's needs 2. Rembert Properties, LLC; investment-related; 39 E Main Street Maiden NC 28650; Real estate holdings and rental properties; 100% owner with spouse; start date: 07.01.2021; 4hrs/month; 0 hours during securities trading hours; holding company for real estate and rental properties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-18 |
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