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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-08-16 |
| TX | RA | APPROVED_RES | 2017-03-27 |
| MD | RA | APPROVED | 2017-03-16 |
Branch Locations
11810 Grand Park Ave, North Bethesda, MD 20852 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 04/2008 | 03/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Bethesda | MD | 03/2017 | Present |
I*108766For profit or not for profit: For-Profit OrganizationName of outside business organization: SeneGenceInvestment related: NAddress of business:Foothill Ranch, California 92610Nature of business: Corporation,Position, title, association: Part-Time, Start date of relationship: 9/25/2017Number of hours devoted: 15 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: SeneGence is a make-up and skin care company. I am looking to become a distributor for them. I will be selling the products, mainly through Facebook and the occasional party.I*622283For profit or not for profit: Entity For ProfitName of outside business organization: J F DBA Franklin WoodworksInvestment related: NAddress of business: Germantown, Maryland, 20876Nature of business: ["Sole Proprietorship"]Position, title, association: ["Other"], Start date of relationship: 12/19/2021Number of hours devoted: 15 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: help with weekend craft shows, accounting, some of the social media, this is my husband's Sole Proprietorship where he does custom woodworking. I will assist with the accounting, the occasional weekend craft show and some of the social mediaI*3016279Entity Type: N/AName of OBA: D.R.Address:Germantown MarylandInvestment Related:NoPosition, Title, Association:Power of AttorneyStart Date:10/15/2025No Hours: 5 YearlyNo Hours during trading:0 YearlyDuties:Power of Attorney for Child/GrandchildI*: 3020285 Entity Type: poa Name of OBA: DKR Address: Germantown, Maryland 20876 Investment Related: n Position, Title, Association: Power of Attorney Employee Start Date: 10/16/2025 No Hours: 10hr/yr No Hours during trading:0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-22 |
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