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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-04 |
| WA | RA | APPROVED | 2025-07-11 |
Branch Locations
601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States
Nine Mile Falls, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds Distributor, Inc | Centennial | CO | 02/2011 | 03/2018 |
| Rbc Capital Markets, Llc. | Spokane | WA | 03/2018 | Present |
NAME OF ENTITY: River Park Estates LLC ADDRESS: 15008 N River Park Ln Nine Mile Falls, WA 99026 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Property Owners Association CAPACITY: Board of Directors * START DATE: 8/14/2021 DUTIES: Serve as a member of our neighborhood board of directors for our Property Owners Association. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-10 |
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