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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-04
  • CA RA
    APPROVED
    Since 2018-01-04

Branch Locations

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 04/2015 12/2017
Niagara International Capital Limited San Diego CA 12/2017 12/2018
Chalice Wealth Advisors San Diego CA 12/2017 Present
Chalice Capital Partners, Llc San Diego CA 01/2018 Present
Benchmark Investments, Inc Stockbridge GA 06/2020 Present
Kingswood Capital Partners San Diego CA 01/2018 Present
Kingswood Wealth Management Llc San Diego CA 07/2025 Present
Kingswood Wealth Advisors San Diego CA 01/2018 Present
  • 04/2015 → 12/2017
    Cuso Financial Services, Lp
    San Diego, CA
  • 12/2017 → 12/2018
    Niagara International Capital Limited
    San Diego, CA
  • 12/2017 → Present
    Chalice Wealth Advisors
    San Diego, CA
  • 01/2018 → Present
    Chalice Capital Partners, Llc
    San Diego, CA
  • 06/2020 → Present
    Benchmark Investments, Inc
    Stockbridge, GA
  • 01/2018 → Present
    Kingswood Capital Partners
    San Diego, CA
  • 07/2025 → Present
    Kingswood Wealth Management Llc
    San Diego, CA
  • 01/2018 → Present
    Kingswood Wealth Advisors
    San Diego, CA
Previous Registrations
  • 2015-04-06 → 2017-12-15
    Cuso Financial Services, L.P.
    San Diego, CA
  • 2017-07-21 → 2017-12-15
    Sorrento Pacific Financial, Llc
    San Diego, CA
Other Businesses

1) Sierra Regulatory Consulting - not investment related - 5220 Jamestown Rd San Diego CA - consulting on regulatory matters - owner - 03/2022 - 5 hours - 0 hours - an LLC formed for occasional consulting work 2) Cassidy Skin Care LLC,Is Not Investment Related,"419 park way, , Chula Vista, CA, 91910, United States",Skin care,Investor,6/11/2026,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,I'm investing in a friends skin care business and I may provide business guidance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-20
  • S66 Uniform Combined State Law Examination
    2015-02-20
Other Names
  • Mike Soraimi
  • Mohamed A Alsoraimi
  • Mohamed Alsoraimi
  • Mohamed Abdulkarim Alsoraimi

View on SEC IAPD

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