Thomas Beck

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1992 → Present
  Thomas Beck Photography
  Raleigh, NC
• 11/2013 → 01/2023
  Janney Montgomery Scott, Llc
  Raleigh, NC
• 09/2017 → Present
  Raleigh Parks & Recreation/Raleigh Aquatics
  Raleigh, NC
• 01/2023 → Present
  Janney Montgomery Scott Llc
  Raleigh, NC
• 06/2023 → Present
  Department Of Natural And Cultural Resources
  Raleigh, NC

Previous Registrations

• 2008-06-05 → 2013-11-25
  Ubs Financial Services Inc.
  Raleigh, NC

Other Businesses

1)THOMAS BECK PHOTOGRAPHY, 7304 CHICORA CT. / 7113 HICKORY NUT DR, RALEIGH, NC 27615; NOT INVESTMENT RELATED; NATURE: FREELANCE PHOTOGRAPHY; DUTIES: I AM IN THE PROCESS OF PHOTOGRAPHING VARIOUS PROJECTS, SUCH AS WEDDINGS, SCHOOL PORTRAITS, HIGH SCHOOL PORTRAITS AND GALLERY SHOWINGS; START DATE 04/04/2007. 2)RALEIGH AREA MASTERS, P.O. BOX 12717, RALEIGH, NC 27605; NOT INVESTMENT RELATED; NATURE: SWIM TEAM; POSITION: BOARD MEMBER; DUTIES: I WILL BE ON THE BOARD FOR THE SWIM TEAM; DEVOTES: 1 HOUR/MONTH. 3) Jam and Toast, Live Music Website, Raleigh, NC. Photographer/Blogger (01/2023) - Photograph live music and runt the website. Not investment related, not compensated, 8 hours/month.

Exams

• S66 Uniform Combined State Law Examination
  2008-06-03