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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-18
TX RA APPROVED 2025-11-17
  • FL RA
    APPROVED
    Since 2025-11-18
  • TX RA
    APPROVED
    Since 2025-11-17

Branch Locations

33277 Us Hwy 19 N, Palm Harbor, FL 34684 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 06/2015 06/2019
Suntrust Advisory Services Atlanta GA 08/2016 06/2019
Synovus Securities, Inc. Trinity FL 06/2019 10/2019
Synovus Bank Trinity FL 06/2019 10/2019
Synovus Bank Trinity FL 10/2019 01/2020
Synovus Securities, Inc. Trinity FL 10/2019 01/2020
Synovus Securities, Inc. Wesley Chapel FL 01/2020 11/2025
Synovus Bank Wesley Chapel FL 01/2020 11/2025
Synovus Securities Inc. Brooksville FL 09/2019 10/2022
Synovus Bank Brooksville FL 09/2019 10/2022
Wells Fargo Clearing Services, Llc Tampa FL 11/2025 Present
Previous Registrations
  • 2019-06-14 → 2025-11-18
    Lady Lake, FL
    Columbus, GA
    Sarasota, FL
    Trinity, FL
    Wesley Chapel, FL
    Brooksville, FL
    Port Charlotte, FL
    Largo, FL
    Tampa, FL
    Oldsmar, FL
    Tampa, FL
  • 2016-08-31 → 2019-06-19
    Tampa, FL
    New Port Richey, FL
    New Port Richey, FL
    Winter Park, FL
    Land O Lakes, FL
    Port Richey, FL
    Clearwater, FL
    Tampa, FL
  • 2015-06-24 → 2016-12-31
    Truist Investment Services, Inc.
    Tampa, FL
    New Port Richey, FL
    Tampa, FL
    Tampa, FL
    Winter Park, FL
    Port Richey, FL
    New Port Richey, FL
    Land O Lakes, FL
    Port Richey, FL
    Clearwater, FL
    Tampa, FL
  • 2014-02-06 → 2015-06-29
    Clearwater, FL
    New Port Richey, FL
    Palm Harbor, FL
    Bayonet Point, FL
    Tampa, FL
    Tampa, FL
    Clearwater, FL
    Clearwater, FL
    Holiday, FL
    Clearwater, FL
    Holiday, FL
    Clearwater, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
  • 2009-06-01 → 2014-02-10
    Palm Harbor, FL
  • 2007-06-25 → 2009-06-01
    Morgan Stanley & Co. Llc
    Palm Harbor, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-21
  • S66 Uniform Combined State Law Examination
    2007-06-21

View on SEC IAPD

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