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Christine Marie Moody

Wells Fargo Clearing Services, LLC

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-07
FL RA APPROVED 2017-07-18
  • TX RA
    APPROVED
    Since 2020-01-07
  • FL RA
    APPROVED
    Since 2017-07-18

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Ft. Lauderdale FL 03/2007 07/2017
Morgan Stanley Smith Barney Ft. Lauderdale FL 06/2009 07/2017
Wells Fargo Clearing Services, Llc Coral Springs FL 07/2017 Present
  • 03/2007 → 07/2017
    Morgan Stanley & Co.
    Ft. Lauderdale, FL
  • 06/2009 → 07/2017
    Morgan Stanley Smith Barney
    Ft. Lauderdale, FL
  • 07/2017 → Present
    Wells Fargo Clearing Services, Llc
    Coral Springs, FL
Previous Registrations
  • 2009-06-01 → 2017-07-10
    Morgan Stanley
    Ft. Lauderdale, FL
  • 2008-03-12 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ft. Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-10
  • S66 Uniform Combined State Law Examination
    2008-03-10
Other Names
  • Christine Marie Comeford
  • Christine Marie Comerford

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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