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Account
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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2023-11-03 |
| CA | RA | APPROVED | 2023-11-03 |
| FL | RA | APPROVED | 2023-11-03 |
| KY | RA | APPROVED | 2023-11-03 |
| MI | RA | APPROVED | 2023-11-03 |
| MO | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
| OH | RA | APPROVED | 2023-11-03 |
| SC | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
| VA | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Durham | NC | 10/2009 | 11/2023 |
| Osaic Wealth, Inc. | Raleigh | NC | 11/2023 | Present |
1) DBA: BANYAN ROCK & TALENT, INC. 2) DBA: STEWARDING WEALTH STRATEGIES; 3) INVESTMENT ADVISORY SERVICES OFFERED THROUGH OSAIC WEALTH, INC. (SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE 2) CAROLINA WEALTH STEWARDSHIP GROUP POSITION: OWNER NATURE: LLC INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 07/14/2014 ADDRESS: 3356 SIX FORKS ROAD, RALEIGH NC 27609 DESCRIPTION: I AM THE OWNER AND OPERATOR OF CAROLINA WEALTH STEWARDSHIP GROUP. I DO COMPREHENSIVE FINANCIAL PLANNING. Carolina Wealth is a comprehensive financial planning firm that offers advice on Investments and Insurance. 3) CAROLINA WEALTH STEWARDSHIP GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/09/2009 ADDRESS: 2741 Campus Walk AVE, Durham NC 27705, United States DESCRIPTION: Comprehensive wealth manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-07 |
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