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Alexander S Fridell

Ubs Financial Services Inc.

New York, NY

New York, NY

Sagaponack , NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-16
NC RA APPROVED 2021-08-03
CA RA APPROVED 2021-07-23
NY RA APPROVED 2021-07-23
TX RA APPROVED_RES 2021-07-23
  • PA RA
    APPROVED
    Since 2024-04-16
  • NC RA
    APPROVED
    Since 2021-08-03
  • CA RA
    APPROVED
    Since 2021-07-23
  • NY RA
    APPROVED
    Since 2021-07-23
  • TX RA
    APPROVED_RES
    Since 2021-07-23

Branch Locations

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Sagaponack , NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2012 07/2021
Bank Of America, N.A. New York NY 08/2014 07/2021
Ubs Financial Services Inc New York NY 07/2021 Present
Previous Registrations
  • 2012-01-27 → 2021-07-26
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
    New York, NY
  • 2009-03-09 → 2012-02-13
    Barclays Capital Inc.
    New York, NY
  • 2008-09-18 → 2009-03-10
    Morgan Stanley & Co. Llc
    New York, NY
  • 2008-06-06 → 2008-09-24
    Lehman Brothers Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-25
  • S66 Uniform Combined State Law Examination
    2008-02-25
Other Names
  • Alexander Fridell

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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