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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-03-14 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group Llc | San Diego | CA | 09/2013 | 03/2018 |
| Lpl Financial | San Diego | CA | 03/2018 | Present |
(1) RENTAL PROPERTY OWNER OFFERING RENTAL SINCE 2010. NON-INVESTMENT RELATED. 1% TIME SPENT. RENTAL LOCATED AT 5211 CAMINITO MINDY, SAN DIEGO, CA 92105
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-30 |
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