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9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2017-05-12 |
| OH | RA | APPROVED | 2016-04-08 |
Branch Locations
9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615 • United States
1320 National Rd., Wheeling, WV 26003 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wheeling | WV | 04/2016 | Present |
| Founders Financial Alliance, Llc | Wheeling | WV | 04/2016 | Present |
1. 3/15/2017 - Founders Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 04/11/2016 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Innovative Founders Financial Alliance, an independent investment advisor firm. I started this business activity on 3/15/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 1/27/2022 - Founders Financial Alliance, LLC - DBA: (Hybrid) DeFranco Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2022 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 04/08/2025 - DeFranco Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 01/24/2022 - 160 Hrs/Mth - 7 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-08 |
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