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1290 Broadway, Suite 1100, Denver, CO 80203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-01-27 |
Branch Locations
1290 Broadway, Suite 1100, Denver, CO 80203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradestation Securities | Plantation | FL | 06/2016 | 01/2019 |
| Charles Schwab | Lone Tree | CO | 05/2019 | 06/2019 |
| Ghp Investment Advisors | Denver | CO | 06/2019 | Present |
| Unemployed | Denver | CO | 02/2019 | 04/2019 |
Name: SAK Brands LLC, not investment related. Online retailing business, Co-owner with wife, Aug. 2016, 10-20 hrs/mo., 0 hours during securities trading hours, Duties include: Online retailing tasks - sourcing products, listing, shipping, market research
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-25 |
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