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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-10-03
  • VA RA
    APPROVED
    Since 2024-10-03

Branch Locations

10900 Nuckols Road, Suite 275, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 02/2013 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2019
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 03/2022
Financial Engines Advisors L.L.C. Santa Clara CA 03/2022 10/2024
Robert W. Baird & Co. Incorporated Richmond VA 10/2024 Present
  • 02/2013 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2019
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 03/2022
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 03/2022 → 10/2024
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 10/2024 → Present
    Richmond, VA
Previous Registrations
  • 2018-11-01 → 2024-11-01
    Henrico, VA
    Midlothian, VA
  • 2013-02-15 → 2018-11-01
    Edelman Financial Services, Llc
    Henrico, VA
    Fairfax, VA
  • 2011-04-11 → 2012-11-07
    Herndon, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-08
S63 Uniform Securities Agent State Law Examination 2009-02-25
  • S65 Uniform Investment Adviser Law Examination
    2011-04-08
  • S63 Uniform Securities Agent State Law Examination
    2009-02-25

View on SEC IAPD

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