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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-10-03 |
Branch Locations
10900 Nuckols Road, Suite 275, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services Llc | Fairfax | VA | 02/2013 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2019 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | 03/2022 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 03/2022 | 10/2024 |
| Robert W. Baird & Co. Incorporated | Richmond | VA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-25 |
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