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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-07-06
  • TX RA
    APPROVED
    Since 2012-07-06

Branch Locations

10701 Corporate Drive Suite 144, Stafford, TX 77477 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Houston TX 04/2007 Present
Primerica Finanical Services Houston TX 10/2006 Present
  • 04/2007 → Present
    Houston, TX
  • 10/2006 → Present
    Primerica Finanical Services
    Houston, TX
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Market Force Mystery Shopping started 12/2009, Mystery Shopper, Houston/ Sugar Land, TX. Consumer Impressions INC started 1/2010, Mystery Shopper, Houston/ Sugar Land, TX.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-15
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S65 Uniform Investment Adviser Law Examination
    2012-06-15
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06

View on SEC IAPD

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