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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-05-08 |
Branch Locations
860 S Randall Rd, St Charles, IL 60174 • United States
560 W Army Trail Rd., Carol Streem, IL 60188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Bloomingdale | IL | 08/2016 | 05/2019 |
| Jpmorgan Chase Bank | Bloomingdale | IL | 08/2016 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 05/2019 | 05/2024 |
| Bank Of America, N.A. | Rolling Meadows | IL | 05/2019 | 05/2024 |
| Pnc Investments | Saint Charles | IL | 05/2024 | Present |
05/01/2016 / Singer-Guitarist / A Little Bitter - Alice in Chains Tribute Band / Non-investment related / Hours during trading hours: 0 February 16, 2026/ Crown Entertainment, LLC/ President/ non-investment related/ 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-24 |
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